How to form questions in English – Exercise 3

Question: In order to use the general description of S - 3 Form IB 3 for secondary issuance of convertible securities or exercisable securities such as common stock purchase tickets, the warrants themselves should be included in the exchange or the national securities association 's automatic Do I need to include it in the estimate? system? Question: If the issuer satisfies the variation test of General Order IB1 in S-3 format, even if the issued securities are not listed on the national stock exchanges or listed on the national stock exchanges, The S - 3 format can be used for secondary issuance. . According to the requirement of the IB3 General Directive, the national securities association's automatic quotation system?

A: Based on these facts, you can not use the S - 8 form. According to the general instructions A.1 (a) (3) of Form S-8, a person who is a former employee of the issuer only has the option S- You can exercise the option with 8. Issuer Here, company A can register an ex-employee of company B and exercise the option on the registration form qualified for use by the company. Question: Is the securities analyst excluded the receipt of securities issued under rule 701 or securities registered as "consultant" or "consultant" in S-8 format? Or will you keep the market issuer's securities?

Question: The issuer has an S - 8 form that records the shares of common stock issued when the outstanding option is exercised. The Issuer will decide to cancel the grant of stock options and we will assume that the number of shares registered in the S - 8 Form exceeds the number of shares required to exercise outstanding options. The issuer may continue to use Table S-8 to cover the exercise of undelivered options by transferring the submission fee related to securities not considered to be issued by the issuer to the new registration statement Is it?